Bedrijfsomschrijving

EFG International is a global private banking group offering private banking and asset management services and is headquartered in Zurich. Its registered shares (EFGN) are listed on the SIX Swiss Exchange. As a leading Swiss private bank, EFG International has a presence in major financial centres and growth markets, operating in around 40 locations worldwide, with a network spanning Europe, Asia Pacific, the Americas and the Middle East.

As one of the best-capitalised Swiss private banks, EFG International is a financial partner that offers the security and solidity needed to provide clients with effective support. An entrepreneurial spirit has shaped the bank since its inception, enabling it to develop hands-on solutions and to build long-lasting client relationships.

In other words: Entrepreneurial thinking. Private banking.

Meer over EFG Bank (Luxembourg) S.A.

As Head of Regulatory your main responsibilities are:

Management of the Regulatory sub-unit.
Identification, assessment and control of the regulatory risk.
Implementation of General Directives and new legislation.
Compliance with all relevant laws, regulations, rules and professional standards.
On-boarding and review of Business Introducers & Independent Asset Managers relations.
Monitoring of cross-border rules.
Provide advisory, training and control services.
Implementation of the Compliance monitoring plan.
Implementation of tax related initiatives and regulations.
Review and approval of internal procedures.
Compliance analysis and review of new businesses/activities prior implementation.
Issuance of written reports on findings, including issuing and follow-up of recommendations as well as assessment of the findings and propositions of corrective measures.
Oversight on Branches & Subsidiaries.

Skills and experience

University Degree in Law, Economics or Finance.
High level of understanding of the Luxembourg banking sector, of applicable norms and legislation.
Good track record of people management.
Experience of minimum 8 -10 years in the Luxembourg financial sector.
Expertise in European financial Regulations (especially MiFID and MAR)
Excellent English oral and written communication skills. Ability to speak a second European language (preferably French or Italian) will be an advantage.
Ability to efficiently communicate with stakeholders and internal clients.
Autonomy and accuracy.
Capability of analyzing complex issues.
Flexibility and stress resistance.
Confidentiality and diplomacy.